Risk monitoring : Working Paper on Leveraging Large Language Models in Finance: Pathways to Responsible Adoption

LEVERAGING LARGE LANGUAGE MODELS IN FINANCE: Pathways to Responsible Adoption This report is part of a collaboration between the European Securities and Markets Authority (ESMA), the FaiR (Finance and Insurance Reloaded) programme at Institut Louis Bachelier and the FAIR (Framework for Responsible Adoption of Artificial Intelligence in the Financial Services Industry) programme of the Alan Turing Institute. The views expressed in this publication are privately held by the authors and should not be attributed to ESMA, Institut Louis Bachelier or the Alan Turing Institute. AUTHORS: Bagattini Giulio (ESMA) Brière Marie (Institut Louis Bachelier) Guagliano Claudia (ESMA) Maple Carsten (The Alan Turing Institute) Sabuncuoglu Alpay (The Alan Turing Institute) WORKSHOP PARTICIPANTS: Balague Christine - Institut Mines Telecom Bertucci Louis - Institut Louis Bachelier Bonaita Alessandro - Generali Chen Yujia - University of Edinburgh Choné Anne - ESMA Dymacz Aleksandra - OECD Elie Romuald - Deepmind Fliche Olivier - ACPR Gomez Teijeiro Lucia - Geneva University Gourier Elise - ESSEC Hammouda Maysara - Predictiva Ionita Laura - ESMA Krasniqi Dafnis - Institut Louis Bachelier Lauridsen Nico - EUI Lefort Baptiste - AI for Alpha Leote De Carvalho Raul - BNP PAM Lucas Iris - AMF Ly Antoine – SCOR Marshall William - ESMA Martinez Luis - ESMA Masson Corentin - AMF Mery Rami - Amundi Ohana Jean Jacques - AI for Alpha Otaegui Alain -...