Guidelines and Technical standards, Investor protection : Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version)

GUIDELINES COMPLIANCE TABLE 26 July 2023 ESMA35-335435667-4315 Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) [ESMA35-43-3172]. The following competent authorities comply or intend to comply with ESMA’s Guidelines on certain aspects of the MiFID II suitability requirements (2023 revision): Complies or intends to comply Competent authority Member States Comments BE Belgium FSMA Intends to comply* By 3 October 2023 Комисията за финансов надзор (FSC) Intends to comply* By 3 October 2023 BG Bulgaria CZ Czechia Česká národní banka (CNB) Yes The CNB published the guidelines on its website in Czech and English language DK Denmark Finanstilsynet Yes Bundesanstalt für Finanzdienstlei stungsaufsicht (BaFin) Intends to comply* By 21 December 2023 DE Germany EE Estonia Finantsinspekt sioon (FSA) Intends to comply* By 3 October 2023 IE Ireland Central Bank of Ireland Yes Ελληνική Επιτροπή Κεφαλαιαγοράς (HCMC) EL Greece Yes To implement the Guidelines the Central Bank published the Guidelines on the Consumer Protection Guidelines page of the Central Bank’s website, with a short piece explaining what the Guidelines are and who they apply to. HCMC has published an announcement on its website regarding its compliance status with the Guidelines (see at: http://www.hcmc.gr/en_US/web/portal/hom ESMA • 201-203 Rue de Bercy • CS 80910 • 75589 Paris Cedex 12 • France • Tel. +33 (0) 1 58 36 43 21 •...